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SWK Holdings logo. Click to to return to a homepage.
SWK Holdings logo. Click to to return to a homepage.
  • Home
  • About SWK
    • People
    • Board of Directors
  • Our Approach
    • Investment Process
    • Investment Criteria
    • Creative Capital Solutions
    • Partner with SWK
    • Venture Debt
  • Portfolio
    • Current Investments
    • Legacy Investments
  • Investor Relations
  • MOD3 Pharma
  • Contact Us

Documents & Charters

☰  IR MENU
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  • Corporate Governance
    • Documents & Charters
    • Rights Plan
  • IR Resources
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  • Tax Forms
  • Press Releases
  • Filings & Financials
    • SEC Filings
    • Annual Meeting
  • Stock & Analysts
  • Events & Presentations
    • Presentations
    • Events
  • Corporate Governance
    • Documents & Charters
    • Rights Plan
  • IR Resources
    • Investor FAQs
    • Email Alerts
    • IR Contacts
  • Tax Forms

Corporate Governance involves the processes and procedures used to manage the business affairs of a company and includes the structure and balance of power between the management and board. This section provides bios of board and committee members, as well as charters and codes of conduct developed for the various committees.

Committee Charters

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Audit Committee Charter

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Compensation Committee Charter

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Governance Committee Charter

Board Diversity Matrix

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Board Diversity Matrix

Ethics Policy

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Code of Ethics

Insider Trading Policy

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Insider Trading Policy

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© 2025 SWK Holdings. All Rights Reserved.

SWK Holdings Corporation

5956 Sherry Lane, Suite 650

Dallas, Texas 75225

Phone: 972.687.7250

Fax: 972.687.7255

For Investors:
investorrelations@swkhold.com

Email Alerts

For Capital Alternatives:
inquiries@swkhold.com

For Career Opportunities:
recruiting@swkhold.com

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